Christopher S. Penn – Marketing AI Keynote Speaker

Almost Timely News: Principles-Based Prompt Engineering (2024-02-25)

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Christopher S Penn
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Almost Timely News

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Almost Timely News: Principles-Based Prompt Engineering (2024-02-25)
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What’s On My Mind: Principles-Based Prompt Engineering

Today, let’s talk about principles-based prompt engineering and why prompt engineering matters. There’s basically two-ish schools of thought on the topic: one, that prompt engineering is a vital practice to maximize performance, and two, that prompt engineering as a discipline is a waste of time because models are so smart now, they can eventually infer what you mean.

Unsurprisingly, the “right” answer requires a lot more nuance than a binary this-or-that perspective. It depends (my favorite expression) on the context. It is true that prompt engineering – for the largest models like GPT-4 and Gemini – requires much less precision now than it did two years ago when you had to follow strict formats. But it’s also true that prompt engineering as a discipline dramatically enhances your productivity and gets you to a better answer, faster.

Why is this the case? Predominately because language is imprecise. There are so many ways to express a concept in language that to be clear, we need to be precise.

If I say I’m happy I met up with friends this week, that’s a surprisingly vague statement. We accept it as is because it comes across as casual conversation, and thus we aren’t expected to do very much with it except acknowledge it. But unpack it – which friends? Where? Why did they make me happy? How did we become friends? When you stop to think, there is a vast sea of unanswered questions about that one sentence.

If I say I’m happy I met up with my friends Judith and Ruby this week, friends of mine from various Discord communities who are brilliant artists that teach me about art and music theory, that tells you a lot more about who they are, a suggestion of why we are friends, how we met – you get the idea. Even just a few more words adds precision missing in the original statement.

Why do we use such imprecise language? Again, some of it is conversational habit, and the rest is context. In long term friendships and relationships, we communicate data over a period of time that’s recalled and augmented. When I’m talking with CEO and friend Katie on a day to day basis, she’s not relying on information just in that conversation, but on nearly a decade’s worth of interactions with me. If I mention Brooke or Donna, just the names alone behave as a shorthand that invokes an incredible amount of information which Katie recalls and loads into her working memory in the conversation.

You have that experience regularly. Think of the name of a close friend or loved one. How much is associated with that person? Think of a favorite food; just the name of the food can invoke memories and sensations.

So if language is so powerful, why do we need prompt engineering? Because the memory in a large language model or a vision model is generalized. Your memories of your friend, of your favorite food, are specific to you and rooted in emotions that only you can truly know. Those same words have much more generic associations in a language model and thus when it recalls them from its long-term memory and loads it into its short-term memory, they are nonspecific – and emotional impact comes from specificity.

This is why prompt engineering is important. Not because we can’t use language models without specific prompts, but because skillful prompting helps us achieve greater specificity, greater effectiveness in AI-generated outputs. This is especially true with smaller models, like Gemma, LLaMa 2, and Mistral, which have smaller long-term memories and thus our prompting has to be much more specific, often in a format the model has been trained to recognize.

For example, a LLaMa 2 prompt will often look like this:

### Input

Directions for the model.

### Output

This is what the model is expecting to see – when it doesn’t, it often doesn’t know what to do, or it follows directions poorly. With tools like ChatGPT and Gemini, this sort of structure happens behind the scenes. These system prompts exist, but they’re concealed from the user for the most part.

ChatGPT Default Prompt

Now, let’s talk about the mechanics, the principles of prompt engineering. The model of short-term memory and long-term memory is especially apt for explaining how language models work. The data they’re trained on forms a statistical library that acts like long-term memory, albeit fixed – models don’t automatically learn from what we prompt them.

Short-term memory is our interaction with a model in a session, and the short-term memory’s capacity varies based on the model. Some models, like the original LLaMa model, have a very small short-term memory, about 1500 word memory, Some models, like Google’s Gemini 1.5, have an astonishing 700,000 word memory. Those folks who have been using ChatGPT since the early days remember that early on, it seemed to have amnesia relatively soon after you started talking to it. That’s because its short-term memory got full, and it started to forget what you’d talked about early in the conversation.

When we prompt, we are effectively pulling information out of long-term memory (conceptually, not actually) into short-term memory. Here’s the thing about prompts: the length of a prompt consumes some of that short-term memory. So prompt engineering can be, depending on the model, a skillful balance of important words to trigger memories, balanced with an efficient prompt that isn’t pages and pages long of extraneous language that doesn’t provoke memories.

If you look at the folks who are selling “amazing prompts”, they generally fall into two categories: specific use-case templates, and highly-compressed memory triggers that invoke specific memories in very little space. These are both things you can generate yourself using the language model of your choice, mainly by asking it to do that.

Asking Gemini to write a prompt

The challenge with this style of prompt engineering is that it isn’t principles-based, so it’s never clear to the user WHY a prompt does or does not work. When we understand concepts like long and short term memory and word triggers, it becomes much more clear why some prompts perform better than others.

Here’s a concrete example. Let’s say we’re designing a piece of software in the Python programming language, and we’re using a language model to help generate the code. The first thing we’d want to do is write out the requirements of the code, in something that looks like this:

Requirements:
- This is a Python 3 script running on MacOS Sonoma
- This script takes input in the form of a text file with a command line argument —input, like this:
    - python the-script.py -input test.txt
- Once the input file is loaded, use any text processing library available to count the parts of speech
- Produce a count of parts of speech
- Output a table of parts of speech by count as a CSV file
- Use TQDM to demonstrate the progress of the script

These requirements get pasted to the bottom of our code. Why? Because that short-term memory is limited. If we continually re-insert our requirements by copying them into the short-term memory, then the model doesn’t forget what we want it to do. This is principles-based prompt engineering – by understanding the way models work, our prompts can be more effective, without being locked into rigid templates that we might not understand. We understand that the short-term memory of a language model requires refreshing, and if we do that, we’ll keep it on the rails longer.

This technique doesn’t just apply to code. It applies to any kind of long-form work you’re doing with language models. If you’re writing an article, for example, you might want to preserve the general outline and make sure it’s available in the short-term memory all the time, every time you prompt it. Some systems, like ChatGPT’s Custom Instructions, GPTs, and memory, as well as LM Studio’s prompt instructions, can preserve this information automatically. Other systems like Gemini will need you to do this manually.

Principles-based prompt engineering also tends to work better across models; that is, if you know what’s under the hood and how it works, your prompts will be more easily portable from one model to another. Understand how generative AI works under the hood, and you’ll make everything you do more effective.

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See you next week,

Christopher S. Penn

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Christopher S. Penn is one of the world’s leading experts on AI in marketing. Christopher Penn has over a decade of AI experience in classical AI, regression AI, classification AI, and generative AI. Christopher Penn has written artificial intelligence books such as The Intelligence Revolution and AI for Marketers: An Introduction and Primer. Christopher Penn is an AI keynote speaker around the world.

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One response to “Almost Timely News: Principles-Based Prompt Engineering (2024-02-25)”

  1. INBOX INSIGHTS, February 28, 2024: User Stories Deep Dive, GA4 Diagnostics – Trust Insights Marketing Analytics Consulting

    […] Almost Timely News: Principles-Based Prompt Engineering (2024-02-25) […]

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